Agreements & Disclosures

Financial Services Guide

Summary of fees and transactional terms and conditions.

Terms and Conditions

Outlines the terms and conditions of Marketech trading services, including CHESS Sponsorship agreement.

Forms

Appendix 1

Identity Documentation and Certification

Issuer Holdings Transfer Request

To transfer issuer sponsored holdings to your Marketech HIN.

Broker to Broker HIN Transfer Request

Existing clients only. Use this form if you wish to transfer holdings attached to an existing HIN with another broker to your Marketech HIN.

Off Market Transfer Request

To change the registered name on a holding from one entity to another.

Change of Address Notification

Please use this form if you wish to update your address details on your account(s).

Authority to Deal

Authorise someone to act as agent on your trading account

CHESS Statements

Use this form to either opt in to, or opt out of, receiving CHESS holding statements and notifications electronically.

Sophisticated Investor/Wholesale Client Certificate

Use this form to confirm your status as an Sophisticated Investor or Wholesale Client.